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Buffett Partnership Letter 1962 Annual

1962 annual - 13.9% gain vs -7.6% Dow, partnership structure explained

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Buffett Partnership Letter 1962 Annual

Warren E. Buffett | January 24, 1962

1962 Performance

Year Dow Partnership Limited Partners
1957 -8.4% 10.4% 9.3%
1958 38.5% 40.9% 32.2%
1959 19.9% 25.9% 20.9%
1960 -6.3% 22.8% 18.6%
1961 22.2% 45.9% 35.9%
1962 -7.6% 13.9% 11.9%

Market Context

1962 was a declining market year. The Dow was down 7.6% (or 5.3% with dividends). However, 90% of investment companies outperformed the Dow.

Our Method of Operation

Three Categories of Investment

1. Generals (Undervalued Securities)

  • 5-10% of total assets in each of 5-6 generals
  • Smaller positions in another 10-15
  • No corporate policy influence, no timetable for correction
  • "More money has been made here than in either other category"
  • Tend to behave sympathetically with the Dow

2. Work-outs

  • Depend on corporate action (mergers, liquidations, reorganizations, spin-offs)
  • Market behavior independent of Dow
  • Usually 10-15 active at any time
  • Borrow up to 25% of partnership net worth to enhance work-out positions
  • Returns usually fall in 10-20% range

3. Control Situations

  • Either control company or take very large position to influence policy
  • Measured on basis of several years
  • "May produce nothing" during acquisition period
  • Advantage increases with capital size

Dempster Mill Manufacturing

Position: 70% owned + 10% associates Industry: Farm implements and water systems Situation: Poor management, tough industry Book value: $4.5M ($75/share) Working capital: ~$50/share Yearend valuation: $35/share (acquired at ~$28)

"It is necessary for me to estimate the value at yearend of our controlling interest... The estimated value should not be what we hope it would be worth, but what I would estimate our interest would bring if sold under current conditions in a reasonably short period of time."

Conservatism Philosophy

"True conservatism is only possible through knowledge and reason."

On bond buyers thinking they were conservative: "This policy has produced substantial market depreciation in many cases."

On current blue-chip buying: "There is nothing at all conservative... about speculating as to just how high a multiplier a greedy and capricious public will put on earnings."

Performance Record

"We have never suffered a realized loss of more than 1/2 of 1% of total net assets, and our ratio of total dollars of realized gains to total realized losses is something like 100 to 1."

Partnership Size

Total partners: Over 90 Net assets at beginning 1962: $7,178,500 Buffett family interest: $1,025,000 (plus $782,600 other relatives) Minimum investment: $25,000

Source

Warren E. Buffett, January 24, 1962.